Unipass Letter of Authority: Ensuring a Compliant and Streamlined LoA Practice

Consumer Duty emphasises fairness, transparency, and protection for clients. Most of us are aware of the unfortunate state of the current LoA process. It is manual, labour and resource intensive, and falls short of everyone’s expectations, ultimately negatively impacting client experiences and relationships between advisers and clients.

We partnered with Model Office to produce this report on how Unipass Letter of Authority supports Retail Investment Adviser’s (RIA) and Product Provider's compliance with the relevant Financial Conduct Authority (FCA) regulations.